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Showing 5981 to 5990 of 6339 search results for This final notice.

  1. Business interruption test case: Ecclesiastical Insurance Office Plc application for a ‘leapfrog’ appeal [pdf]

    Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
    This is Ecclesiastical Insurance Office Plc’s application for a ‘leapfrog’ appeal in the business interruption insurance test case.

  2. Update on our work around pensions and retirement income

    Market studies Published: 13/07/2016 Last modified: 12/04/2024
    Pensions and retirement income is a priority sector for the FCA. Read more about our policy work and market monitoring in this area.

  3. Bellwethers of the economy: the need to engage with corporate treasurers to shape our markets

    Speeches Published: 21/05/2024 Last modified: 21/05/2024
    Speech by Nikhil Rathi, FCA chief executive, delivered at the Association of Corporate Treasurers Annual Conference 2024.

  4. PS17/18: CASS 7A and the special administration regime review

    Policy statements Published: 25/07/2017 Last modified: 25/07/2017
    This Policy Statement summarises the feedback we received to our consultation on aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime.

  5. Second Supervisory Notice 2019: London Capital & Finance PLC [pdf]

    Supervisory notices Published: 28/02/2019 Last modified: 28/02/2019
    This second supervisory notice (London Capital & Finance PLC) refers to communications in relation to the firm's 'Fixed Rate ISA or Bond' which the FCA considers to be misleading, not fair, not clear and in breach of COBS 4.2.1R. We imposed

  6. PS24/2: Strengthening protections for borrowers in financial difficulty: Consumer credit and mortgages

    Policy statements Published: 10/04/2024 Last modified: 10/04/2024
    The FCA confirms its final rules to strengthen protections for borrowers in financial difficulty.

  7. The equity release sales and advice process: key findings

    Firms Multi-firm reviews Published: 17/06/2020 Last modified: 17/06/2020
    Key findings from our exploratory work on later life lending, where we considered the borrowing opportunities available to consumers aged 55 and over, focusing on lifetime mortgages.

  8. FCA Board appoints three new members to the Regulatory Decisions Committee

    News stories Published: 14/01/2014 Last modified: 29/11/2016
    The Regulatory Decisions Committee (RDC) is responsible for taking decisions on whether to refuse or grant contested applications into the regulated community, and issuing warning and decision notices for certain enforcement ... radios. Yes. No. What can

  9. CP15/31: Strengthening accountability in banking and insurance: regulatory references

    Consultation papers Published: 06/10/2015 Last modified: 08/12/2015
    In this consultation, we are proposing changes to the way firms seek and provide references for candidates of certain roles. ... In this consultation the FCA and the PRA set out proposals for regulatory references for candidates applying for:.

  10. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

    Press Releases Published: 23/06/2015 Last modified: 23/06/2015
    PRA final rules on accountability – summer 2015. Consequential amendments to other parts of the FCA Handbook – summer 2015. ... Final guidance on Presumption of Responsibility and other enforcement-related matters – autumn 2015.
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