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Showing 5991 to 6000 of 6339 search results for This final notice.

  1. PS23/18: Smarter Regulatory Framework: The Insurance Distribution Directive

    Consultations Policy statements Published: 15/12/2023 Last modified: 15/12/2023
    The FCA's final rules for insurance firms that transfer and replace retained EU law provisions from the Insurance Distribution Directive.

  2. Proposed new rules to encourage companies to list in the UK and other market improvements set out by financial watchdog

    Press Releases Published: 20/12/2023 Last modified: 20/12/2023
    Proposals aimed at making the UK’s listing regime more accessible, effective, and competitive, have today been set out in detail by the Financial Conduct Authority (FCA).

  3. Annex 1 - Closed book mortgages segmentation analysis [xlsm]

    Data Published: 29/11/2021
    This data book contains more detailed segmentation analysis referenced in Section E of Annex 1 - Summary of the characteristics of the population of closed book mortgages with inactive firms.

  4. FCA confirms plans to protect new funeral plan customers from July 2022

    News stories Published: 05/11/2021 Last modified: 05/11/2021
    Once pre-paid funeral plans come under our regulation next July, customers will be protected if their authorised plan provider fails.

  5. Consumer Investments Strategy – 1 year update

    Corporate documents Published: 18/10/2022 Last modified: 15/06/2023
    The FCA provides an update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

  6. First Supervisory Notice 2019: Organic Investment Management Limited [pdf]

    Supervisory notices Published: 16/01/2019
    This first supervisory notice (Organic Investment Management Limited) refers to a failure to satisfy the appropriate resources threshold condition (COND) and breaches of SYSC. We imposed requirements on the firm.

  7. Retail banking: our review of Basic Bank Accounts

    Multi-firm reviews Published: 11/02/2020 Last modified: 12/02/2020
    We have reviewed how retail banks provide information about Basic Bank Accounts.

  8. FCA secures eight confiscation orders totalling almost £2.2 million

    Press Releases Published: 24/05/2017 Last modified: 24/05/2017
    The Central Criminal Court has made confiscation orders against the two final defendants who were convicted of offences following one of the FCA’s largest investigations into unauthorised activity. 

  9. PS23/7: Broadening retail access to the long-term asset fund

    Policy statements Published: 29/06/2023 Last modified: 29/06/2023
    This consultation sets out proposals for broadening the retail distribution of the LTAF.

  10. PS22/3: Diversity and inclusion on company boards and executive management

    Policy statements Published: 20/04/2022 Last modified: 20/04/2022
    This Policy Statement (PS22/3) sets out our final policy decision for proposals set out in our consultation CP21/24.
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