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Showing 6011 to 6020 of 6339 search results for This final notice.

  1. PS14/9: Review of the client assets regime for investment business

    Policy statements Published: 10/06/2014 Last modified: 30/08/2015
    This policy statement makes changes to the rules in Client Assets sourcebook (CASS). ... This policy statement summarises the feedback we received to the consultation paper, provides our response and sets out our final rules.

  2. Guidance for firms supporting their existing mortgage borrowers impacted by the rising cost of living

    Mortgage lenders and intermediaries Statements Published: 07/12/2022 Last modified: 08/12/2022
    The FCA is consulting on draft guidance explaining a range of options firms have to support customers, including varying a contract for forbearance purposes.

  3. PS17/23: Reforming the availability of information in the UK equity IPO process

    Policy statements Published: 01/03/2017 Last modified: 26/10/2017
    We are setting out a package of measures intended to improve the range, quality and timeliness of information that is available to investors during the UK equity IPO process.

  4. PS15/22: General Insurance Add-Ons Market Study – Remedies: banning opt-out selling across financial services and supporting informed decision-making for add-on buyers, including feedback on CP15/13 and final rules and guidance

    Policy statements Published: 28/09/2015 Last modified: 31/03/2016
    and supporting informed decision-making for add-on buyers) and publish the final rules and guidance. ... This policy statement therefore sets out an overview of the consultation feedback and our response on:.

  5. Capital Markets Union – a regulator’s perspective

    Speeches Published: 04/06/2015 Last modified: 04/06/2015
    Speech by David Lawton, Director of Markets, Policy and International, at the FCA, delivered at the Deutsche Borse Group ‘Blueprint for a European Capital Markets Union’ event on 27 May 2015 at the ETC venues, London. This is the text of the

  6. Mortgages and coronavirus: updated draft guidance for firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 17/08/2021
    FCA proposes updated draft guidance for firms on mortgages, debt advice and coronavirus

  7. PS18/7: Staff incentives, remuneration and performance management in consumer credit firms

    Policy statements Published: 27/03/2018 Last modified: 27/03/2018
    This FCA Policy Statement responds to feedback arising from CP17/20 and it sets final rules for staff incentives, remuneration and performance management in consumer credit firms.

  8. Restrictions placed on IBP Markets Limited and the Firm enters special administration

    News stories Published: 13/10/2023 Last modified: 05/06/2024
    We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

  9. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

  10. FG18/4: The FCA’s approach to the review of Part VII insurance business transfers

    Finalised guidance Published: 29/05/2018 Last modified: 15/02/2022
    This final guidance sets our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.
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