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Showing 6081 to 6090 of 6340 search results for This final notice.

  1. Information on FCA's exercise of concurrent competition enforcement powers - July 2021

    FOI Release Date of Release: 02/07/2021
    The FCA provides information relating to the exercise of concurrent competition enforcement powers under the Competition Act 1998 between 1 April 2015 and 15 Jun 2021.

  2. Impact Assessment: PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]

    Impact assessments Published: 21/12/2020
    This impact assessment relates to PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance. It has

  3. CP15/10: Strengthening accountability in banking: UK branches of foreign banks

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
    The proposals in this consultation relate to incoming branches of relevant authorised persons. ... Please complete this form if you require this content in an alternative format.

  4. FCA fines Standard Chartered Bank £102.2 million for poor AML controls

    Press Releases Published: 09/04/2019 Last modified: 09/04/2019
    The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the second largest financial penalty for AML

  5. CP18/34: Regulatory fees and levies: policy proposals for 2019/20

    Consultation papers Published: 15/11/2018 Last modified: 19/06/2019
    This paper sets out our proposed policy changes to the way that we will raise FCA fees from 2019/20. It is part of our annual cycle of consultation on fees.

  6. Making competition king – the rise of behavioural economics at the FCA

    Speeches Published: 25/03/2014 Last modified: 25/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version.

  7. Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse

    Press Releases Published: 28/05/2014 Last modified: 28/05/2014
    In the Decision Notice, the Authority decided that it was appropriate to impose a financial penalty of £450,000. ... The Authority published its Decision Notice against Mr Hannam on 3 April 2012.

  8. CP21/2 Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22

    Consultation papers Published: 22/01/2021 Last modified: 22/02/2021
    We and the Prudential Regulation Authority (PRA) are consulting on proposals for the annual Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme for the financial year 2021/22.

  9. FCA to require insurance firms to publish details of last year’s premium

    Press Releases Published: 03/12/2015 Last modified: 03/12/2015
    It is important that insurers give their customers the information they need to do this and ensure they’re treating their customers fairly.”. ... In addition to requiring firms to disclose last year’s premium on renewal notices, the FCA is also

  10. Information on authorisations for active and passive managers - February 2022

    FOI Release Date of Release: 15/02/2022
    The FCA provides data on the number of authorisations for active managers versus passive managers.
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