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Showing 6141 to 6150 of 6342 search results for This final notice.

  1. Information on time taken to process new authorisations/Section 178 Notices - November 2022

    Firm authorisation Firm and market data Published: 29/11/2022 Last modified: 09/01/2024
    FCA provides information on information on time taken to process new authorisations/Section 178 Notices.

  2. FCA commences civil proceedings in relation to alleged unauthorised investment advisers

    Press Releases Published: 27/04/2020 Last modified: 01/05/2020
    The Financial Conduct Authority (FCA) has commenced proceedings in the High Court against 24HR Trading Academy Ltd (24HTA) and its sole director, Mohammed Fuaath Haja Maideen Maricar.

  3. FCA publishes further information about restrictions placed on Micro-E C.I.C

    News stories Published: 16/01/2023 Last modified: 16/01/2023
    We have published a First Supervisory Notice for Micro-E C.I.C.

  4. FS23/5: Review of rules extending SME access to the Financial Ombudsman Service

    Feedback statements Published: 24/10/2023 Last modified: 24/10/2023
    We set out our findings on whether the thresholds for small and medium sized enterprises (SMEs) to be able to refer complaints to the Financial Ombudsman Service (Ombudsman Service) remain appropriate.

  5. FG16/6: Payment Accounts Regulations 2015 - definition of a 'payment account'

    Finalised guidance Published: 01/08/2016 Last modified: 01/08/2016
    In March 2016 we consulted on guidance on the definition of a 'payment account' under the Payment Accounts Regulations 2015 (PARs). We have now published the finalised guidance.

  6. FCA publishes guidance consultation for firms who seek to limit their liabilities

    Press Releases Published: 25/01/2022 Last modified: 25/01/2022
    We have seen an increase in the number of firms developing proposals, such as Scheme of Arrangements, to deal with significant liabilities to consumers, in particular redress liabilities.

  7. The Financial Conduct Authority publishes new referral criteria for enforcement investigations

    Press Releases Published: 10/07/2015 Last modified: 24/04/2019
    What purpose or goal would be served if the FCA were to take enforcement action in this case? ... This involves assessing whether a referral for an enforcement investigation is appropriate before a final decision is made by relevant senior staff.

  8. PS14/12: A new capital framework for Self-Invested Personal Pension (SIPP) operators

    Policy statements Published: 04/08/2014 Last modified: 07/02/2022
    We have outlined our final capital rules for Self-Invested Personal Pension (SIPP) operators, which will come into force on 1 September 2016.

  9. Authorised fund managers’ assessments of fund value 2023

    Multi-firm reviews Published: 10/08/2023 Last modified: 10/08/2023
    Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.

  10. PS17/13: Investment and corporate banking: prohibition of restrictive contractual clauses

    Policy statements Published: 27/06/2017 Last modified: 27/06/2017
    This policy statement sets out our rules to ban contractual clauses that restrict competition without being clearly beneficial to clients.
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