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Showing 6161 to 6170 of 6344 search results for This final notice.

  1. CP15/41: Increasing transparency and engagement at renewal in general insurance markets

    Consultation papers Published: 03/12/2015 Last modified: 13/10/2016
    We are proposing:. Rules that require firms to disclose last year’s premium on renewal notices. ... Despite this, we may be asked to disclose a confidential response under the Freedom of Information Act 2000.

  2. Call for Input: Ongoing support for consumers affected by coronavirus: mortgages and consumer credit

    Firms Calls for input Published: 31/07/2020 Last modified: 07/08/2020
    We’re asking for views on what should happen to consumers coming to the end of a second payment deferral for mortgage and consumer credit products.

  3. CP13/15: Enhancing the effectiveness of the Listing Regime: feedback to CP12/25 and further consultation on related issues

    Consultation papers Published: 05/11/2013 Last modified: 27/04/2016
    This paper will interest:. UK and overseas issuers with UK-listed securities or considering a UK listing of their securities. ... This publication will also interest consumers who deal and invest in UK-listed securities either directly or indirectly

  4. FCA fines Gatehouse Bank £1.5m for poor anti-money laundering checks

    Press Releases Published: 14/10/2022 Last modified: 14/10/2022
    The Financial Conduct Authority has fined Gatehouse Bank Plc £1,584,100 for significant weakness in its financial crime systems and controls.

  5. Business interruption insurance test case: final transcript of the second Case Management Conference on 26 June [pdf]

    Corporate documents Published: 13/07/2020
    This is the final approved transcript of the 26 June 2020 hearing in the business interruption insurance test case.

  6. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
    However, following subsequent feedback, we deferred implementation of these rules pending further review, which we are now doing in this consultation paper. ... CP15/17: Capital resources requirements for Personal Investment Firms (PIFs) [PDF]. This

  7. Claims handling lessons learned from business interruption insurance

    Multi-firm reviews Published: 04/10/2022 Last modified: 04/10/2022
    The FCA sets out the findings from its review assessing how firms handled Business Interruption (BI) insurance claims following the Supreme Court’s judgment on the BI test case, including examples of good practices and areas where firms have

  8. FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

    Statements Published: 27/03/2018 Last modified: 27/03/2018
    The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors

  9. PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets

    Policy statements Published: 06/10/2020 Last modified: 09/10/2020
    This Policy Statement summarises feedback to CP19/22. It sets out our final policy position and Handbook rules that will come into force on 6 January 2021. 

  10. PS22/8: Protecting investors in authorised funds following the Russian invasion of Ukraine

    Policy and guidance Policy statements Published: 06/07/2022 Last modified: 06/07/2022
    We respond to feedback to CP22/8. We also set out final rules and guidance which allow authorised fund managers to create separate unit classes (side pockets) for retail investment funds affected by the invasion of Ukraine.
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