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Showing 6201 to 6210 of 6344 search results for This final notice.

6201. PS15/16: Strengthening the Alignment of Risk and Reward: New Remuneration Rules

      Policy statements Published: 23/06/2015 Last modified: 23/06/2015
      The FCA and PRA have released new rules for remuneration of banking staff, following recommendations made by the Parliamentary Commission on Banking Standards (‘PCBS’). The rules seek to strengthen the alignment between risk and reward by

6202. Occasional Paper No. 12: Encouraging consumers to act at renewal: Evidence from field trials in the home and motor insurance markets

      Occasional papers Published: 03/12/2015 Last modified: 03/12/2015
      This paper presents the results of field trials testing the potential for improved renewal notices to encourage consumers to switch or negotiate their home or motor insurance policy at renewal. ... We have published this Occasional Paper alongside CP15/41

6203. Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market

      Speeches Published: 06/11/2018 Last modified: 06/11/2018
      Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London.

6204. CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing

      Consultation papers Published: 09/03/2020 Last modified: 17/03/2020
      In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to

6205. From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit

      Speeches Published: 29/11/2022 Last modified: 08/01/2024
      Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.

6206. Statement on consultation paper 12/19: restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

      Statements Published: 07/05/2013 Last modified: 07/05/2013
      We are working towards publishing our final policy statement as soon as possible this year. ... We remain committed to providing clarity for firms as soon as possible, but this is a complex area and it is important to allow the time to get it right.

6207. Information on how Consumer Credit Act 1974 s.75 applies to travel services payments – September 2021

      FOI Release Date of Release: 21/09/2021
      FCA provides information on how Consumer Credit Act 1974 s.75 applies to travel services payments made via travel agents.

6208. FS20/8: Business interruption insurance test case: feedback on draft guidance

      Policy and guidance Feedback statements Published: 17/06/2020 Last modified: 17/06/2020
      These feedback statement is for the FCA draft guidance on the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.

6209. TenetConnect Limited (TCL) and TenetConnect Services Limited (TCSL) enter administration

      Firms in administration News stories Published: 05/06/2024 Last modified: 05/06/2024
      TCL and TCSL oversaw networks of financial advisers, who operated as appointed representatives.

6210. CP24/12: Consultation on the new Public Offers and Admission to Trading Regulations regime (POATRs)

      Consultation papers Published: 26/07/2024 Last modified: 26/07/2024
      We are consulting on the new framework that will replace the UK prospectus regime.