Search results
Showing 6261 to 6270 of 6343 search results for This final notice.
-
PS23/1: Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme
Final rules to extend asset retention rules for certain firms who provided transfer advice to BSPS members. We also summarise feedback to CP22/22. -
FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse
The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye -
CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance
This will mean that they will be treated the same as equivalent agreements in England or Scotland going forward. ... Information on how to do this can be found on our website or by contacting us. -
FG18/3 - Changing customers to post-RDR unit classes (formerly known as FG14/4)
This guidance sets out our expectations of firms which are involved in the transfer of investors from pre-RDR unit classes to post-RDR unit classes, or in any other case where a cheaper but otherwise identical class of the same fund is available to -
CP19/30: Regulatory fees and levies: policy proposals for 2020/21
This FCA consultation paper sets out FCA's proposed policy changes to the way it will raise FCA fees from 2020/21. It is part of the FCA's annual cycle of consultation on fees. -
We force third firm to reverse effect of misleading British Steel Pension Scheme offers
The FCA has acted against another firm seeking to avoid liabilities under the British Steel Pension Scheme (BSPS) redress scheme. -
TR14/3 - Thematic Review - Mortgage lenders’ arrears management and forbearance
This report summarises the key findings of our thematic review of mortgage lenders’ arrears management and forbearance. -
FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario
This statement explains what Trade Repositories (TRs), and UK counterparties that use them, should do to make sure they are compliant with their EMIR reporting obligations after the UK leaves the EU. -
FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process
Overall this is a package of proportionate measures intended to remove potentially anti-competitive practices. ... After this discussion period has closed, the FCA will analyse the responses and publish feedback. -
FG16/4: Guidance on Small and Medium Sized Business (Credit Information) Regulations, and Small and Medium Sized Business (Finance Platform) Regulations
In April 2016 we published guidance explaining the scope of our functions in relation to the regulations, which require us to monitor and enforce relevant requirements. We updated this guidance in October 2016.