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Showing 6311 to 6320 of 6343 search results for This final notice.

  1. Optimising the Senior Managers and Certification Regime: Policy Statement 19/20 and Feedback to CP 19/4

    News stories Published: 26/07/2019 Last modified: 26/07/2019
    Today we publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms, including claims management companies.

  2. CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients

    Consultation papers Published: 06/12/2016 Last modified: 09/03/2017
    This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks.

  3. Review of terminal illness benefits within life insurance protection products

    Multi-firm reviews Published: 02/10/2023 Last modified: 02/10/2023
    FCA review of insurance companies’ approaches to terminal illness benefits to make recommendations for improvement.

  4. FCA publishes outcome of testing behavioural remedies to address under repayment of credit card debt

    Data and research News stories Published: 26/07/2018 Last modified: 26/07/2018
    The FCA has published the outcome of a programme of behavioural research. The research looked at different ways repayment options can be presented to credit card customers to encourage those making low repayments to repay more when they can afford

  5. We welcome action taken by a number of pension providers to review and strengthen their competition compliance

    Multi-firm reviews Published: 11/03/2016 Last modified: 18/05/2017
    As part of the retirement income market study we reviewed a number of distribution arrangements and strategies of different pension providers.

  6. FCA confirms new rules for certain open-ended funds investing in inherently illiquid assets

    Press Releases Published: 30/09/2019 Last modified: 30/09/2019
    The Financial Conduct Authority (FCA) has today confirmed new rules which apply to certain types of open-ended fund investing in inherently illiquid assets such as property. The new rules apply to these funds, known as non-UCITS retail schemes (NURSs

  7. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

    Speeches Published: 14/11/2014 Last modified: 20/10/2015
    As in the case of our pay cap work, this is the critical phase. ... Now this understanding is important because it removes a lot of policy guesswork.

  8. CP19/29: Recovery of costs of supervising cryptoasset businesses under the anti-money laundering regulations

    Consultation papers Published: 15/10/2019 Last modified: 02/12/2019
    The FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses, from 10 January 2020. This Consultation sets out our proposals for recovering the costs of this new role. 

  9. Upper Tribunal upholds FCA decision to fine and ban Chief Executive of TailorMade Independent Limited, Alistair Burns

    Press Releases Published: 01/08/2018 Last modified: 01/08/2018
    On 31 July 2018, the Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to prohibit Alistair Burns, Director and CF1 of TailorMade Independent Limited (TMI) from performing any FCA significant influence or senior management

  10. CP18/36: Brexit: proposed changes to the Handbook and Binding Technical Standards – second consultation

    Consultation papers Published: 23/11/2018 Last modified: 01/03/2019
    In this paper, we publish further proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also consult on our proposed approach to
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