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Showing 6341 to 6343 of 6343 search results for This final notice.

6341. MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors

      News stories Published: 02/12/2019 Last modified: 02/12/2019
      MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors

6342. Ending reliance on LIBOR: Overview of progress made on transition to overnight risk-free rates and what remains to be done

      Speeches Published: 21/02/2019 Last modified: 21/02/2019
      Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Investment Association, London. 

6343. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

      Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
      Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.