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Showing 661 to 670 of 6299 search results for This final notice.

  1. FSA Final Notice 2010: Laura Hazel Cummings [pdf]

    Final notices Published: 02/12/2011 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Laura Hazel Cummings.

  2. FSA Final Notice 2011: Select Mortgage Services (Bracknell) Limited [pdf]

    Final notices Published: 06/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Select Mortgage Services (Bracknell) Limited

  3. Final Notice 2023: LCUK Finance Ltd [pdf]

    Final notices Published: 03/04/2023
    This final notice refers to a failure to be open and co-operative with the Authority PRIN 11.

  4. Final notice 2016: Crimson Car Sales [pdf]

    Final notices Published: 14/07/2016 Last modified: 14/07/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. FSA Final Notice 2012: Basharat Hussain [pdf]

    Final notices Published: 06/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Basharat Hussain

  6. FCA Final Notice 2013: The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V. (together “RBS”) [pdf]

    Final notices Published: 16/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of SUP and PRIN 2 related to transaction reporting in the investment banks sector. We imposed a fine.

  7. FSA Final Notice 2012: Angie Littlewood [pdf]

    Final notices Published: 31/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Angie Littlewood

  8. FSA Final Notice 2012: Nicholas James Kyprios [pdf]

    Final notices Published: 13/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Nicholas James Kyprios

  9. FSA Final Notice 2013: Stephen Hocking [pdf]

    Final notices Published: 26/03/2013 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Stephen Hocking.

  10. FSA Final Notice 2012: Patrick O’Donnell [pdf]

    Final notices Published: 24/04/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Patrick O’Donnell
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