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Showing 711 to 720 of 6299 search results for This final notice.

  1. Final Notice 2017: R Taggar [pdf]

    Final notices Published: 18/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. FSA Final Notice 2011: Michael Joseph James Lewis trading as Lewis Partnership [pdf]

    Final notices Published: 09/08/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Michael Joseph James Lewis trading as Lewis Partnership.

  3. Final Notice 2017: Raj Von Badlo [pdf]

    Final notices Published: 20/02/2017
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  4. Final Notice 2017: Joanne Fitzsimmons [pdf]

    Final notices Published: 10/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2022: Hugh Edwards [pdf]

    Final notices Published: 28/04/2022
    This Final Notice (Hugh Edwards) refers to breaches of FIT. We imposed a prohibition.

  6. Final Notice 2017: Insulating Windows [pdf]

    Final notices Published: 10/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2022: TSB Bank plc [pdf]

    Final notices Published: 20/12/2022
    This Final Notice refers to breaches of Prin 2 related to failing to exercise due skill, care and diligence and Prin 3 for not taking reasonable care in organising and controlling its affairs responsibly and effectively, with adequate risk

  8. Final Notice 2015: Unitransfer Limited [pdf]

    Final notices Published: 11/08/2015 Last modified: 11/08/2015
    This final notice refers to breaches of PSR, related to payment service regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  9. FSA Final Notice 2011: Stephen Selby trading as Selby Associates [pdf]

    Final notices Published: 14/09/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Stephen Selby trading as Selby Associates

  10. Final Notice 2021: Ian Berry (trading as Motorland) [pdf]

    Final notices Published: 11/06/2021
    This final notice (Ian Berry (trading as Motorland)) refers to a failure to satisfy the Suitability Threshold Condition (COND) and a failure to notify the Authority of a change of contact details in the consumer credit sector. We imposed a
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