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Showing 731 to 740 of 6299 search results for This final notice.
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Final Notice 2023: Ovi Motors Ltd [pdf]
This Final Notice (Ovi Motors Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
FSA Final Notice 2012: John Blake [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against John Blake -
Final Notice 2018: Alex Hope [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment sector. We imposed a prohibition. -
Final Notice 2023: UAB Best Finance [pdf]
This final notice refers to a cancellation of a Transitional Authorisation as a result of the withdrawal of authorisation by a home state competent authority. We imposed a cancellation. -
FSA Final Notice 2012: Greenlight Capital Inc [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Greenlight Capital Inc -
Final Notice 2023: Amigo Loans Ltd [pdf]
This Final Notice refers to breaches of Principle 2 (skill, care and diligence), Principle 3 (management and control) and Principle 6 (customers’ interests) related to failure to conduct adequate affordability checks in the Consumer Credit sector. -
FSA Final Notice 2012: Mian International Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Mian International Limited -
Final Notice 2015: A A A Insurance Limited [pdf]
This final notice refers to breaches of PRIN 11 related to Threshold Conditions and failing to be open and co-operative in the general insurance and protection. We imposed a cancellation. -
Final Notice 2018: Alok Dhanda [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Final Notice 2015: Paivi Grigg [pdf]
This final notice refers to breaches of APER 6 related to appointed representatives, culture/governance and unfair treatment of customers in the investment adviser sector . We imposed a fine.