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Showing 751 to 760 of 6299 search results for This final notice.

751. Final Notice 2023: Motoring World Ltd [pdf]

     Final notices Published: 10/08/2023
     This final notice (Motoring World Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

752. Final Notice 2019: Shaun Rowe [pdf]

     Final notices Published: 09/01/2020
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

753. FCA Final Notice 2013: Churchill Securities (UK) Limited [pdf]

     Final notices Published: 25/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of TC related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

754. FCA Final Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

     Final notices Published: 29/05/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed an OIVOP and a cancellation.

755. FCA Final Notice 2013: Christopher Willford [pdf]

     Final notices Published: 12/12/2013 Last modified: 07/04/2015
     This final notice refers to breaches of APER 6 related to failing to act on information appropriately in the retail banks sector. We imposed a fine.

756. FSA Final Notice 2011: Jaspreet Singh Ahuja [pdf]

     Final notices Published: 14/12/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Jaspreet Singh Ahuja

757. FSA Final Notice 2013: Mr Stephen Hocking [pdf]

     Final notices Published: 22/03/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Mr Stephen Hocking

758. Final Notice 2016: Bathesafely Limited [pdf]

     Final notices Published: 06/09/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

759. FSA Final Notice 2011: Mr Jeremy Nicholas Sheard [pdf]

     Final notices Published: 16/02/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Mr Jeremy Nicholas Sheard

760. Final notice 2016: Gethin Car Sales [pdf]

     Final notices Published: 14/06/2016 Last modified: 15/06/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation