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FSA Final Notice 2011: Selvavinayakam Vigneswaran [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Selvavinayakam Vigneswaran -
Final Notice 2015: Robin Farrell [pdf]
This final notice refers to breaches of APER 1 and APER 7 related to conflicts of interests and lack of fitness/propriety in the investment advisor sector. We imposed a fine, withdrawal and prohibition. -
Final Notice 2015: Paul Reynolds [pdf]
This final notice refers to breaches of APER 1 and FIT related to mis-selling and failing to be open and co-operative in the investment advisor sector. We imposed a fine and a prohibition. -
FCA Final Notice 2014: David John Hobbs [pdf]
This final notice refers to breaches of FIT related to lack of fitness/propriety in the building societies and investment banks sector. We imposed a prohibition. -
Final Notice 2017: Insure PMR [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection and consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Alan Taylor [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Final Notice 2022: David Andrew Hyde (trading as Cundy X Cars) [pdf]
This final notice (David Andrew Hyde (trading as Cundy X Cars) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a -
Final Notice 2023: Mark Antony Abley [pdf]
This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a partial prohibition. -
Final Notice 2018: Andrew Hind [pdf]
This final notice (Andrew Hind) refers to breaches of FIT related to a lack of fitness/propriety in the asset management sector. We imposed a prohibition. -
Final Notice 2024: Arthur Jonathan Cobill [pdf]
This Final Notice (Arthur Jonathan Cobill) refers to a breach of APER Statement of Principle 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been