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Showing 861 to 870 of 6299 search results for This final notice.

  1. FCA Final Notice 2013: Horn Express Ltd (formerly Qaran Express Money Transfer Limited) [pdf]

    Final notices Published: 30/04/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to client money/assets in the payment services sector. We imposed a public censure.

  2. FCA Final Notice 2014: Barclays Bank PLC [pdf]

    Final notices Published: 23/05/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 and PRIN 8 related to benchmarks and conflicts of interest in the investment banks sector. We imposed a fine.

  3. Final Notice 2019: Doorable Ltd [pdf]

    Final notices Published: 12/09/2019
    This final notice (Doorable Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2016: Get Paid Limited [pdf]

    Final notices Published: 06/09/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. FCA Final Notice 2013: Kevin Peter Wells [pdf]

    Final notices Published: 18/04/2013 Last modified: 07/04/2015
    This final notice refers to breaches of APER6, APER7, and FIT related to lack of fitness/propriety, client money/assets. We imposed a fine, a prohibition a public censure.

  6. Final Notice 2020: Frank Cochran [pdf]

    Final notices Published: 05/11/2020
    This Final Notice (Frank Cochran) refers to breaches of FIT by a financial adviser. We imposed a prohibition.

  7. Final Notice 2022: Reece Klewchuck [pdf]

    Final notices Published: 18/01/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

  8. Final Notice 2019: LVCS Limited [pdf]

    Final notices Published: 04/10/2019
    This final notice (LVCS Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. FCA Final Notice 2014: Lloyds Bank plc and Bank of Scotland plc [pdf]

    Final notices Published: 28/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 and PRIN 5 related to wholesale conduct, benchmarks, and conflicts of interest in the retail banks sector. We imposed a fine.

  10. Final Notice 2017: Christine Whitehurst [pdf]

    Final notices Published: 23/10/2017
    This final notice refers to breaches of FIT related to client money/assets and lack of fitness/propriety in the consumer credit sector. We imposed a prohibition. Final Notice: Christine Whitehurst Conduct: Client money/assets; Lack of
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