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Showing 1011 to 1020 of 3283 search results for This final notice refers.

  1. Final Notice 2024: James William Edward Lewis [pdf]

    Final notices Published: 07/05/2024
    This Final Notice refers to a failure to act with due care, skill and integrity. We imposed a financial penalty and a prohibition order.

  2. Final Notice: Wingfield Financial Heritage Limited [pdf]

    Final notices Published: 04/10/2016 Last modified: 04/10/2016
    This final notice refers to breaches PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  3. Final Notice 2017: CW Specialist Cars Limited [pdf]

    Final notices Published: 06/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. FCA Final Notice 2014: Collingwood Mourton Associates Limited [pdf]

    Final notices Published: 18/12/2014 Last modified: 18/12/2014
    This final notice refers to breaches of threshold conditions in the investment and home finance sector. We imposed a cancellation.

  5. Final Notice 2019: AMG Specs Limited [pdf]

    Final notices Published: 29/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2020: Unique Claims Solutions Ltd [pdf]

    Final notices Published: 15/09/2020 Last modified: 15/09/2020
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  7. Final notice 2016: Park Grove Financial Management Limited [pdf]

    Final notices Published: 27/06/2016 Last modified: 27/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  8. Final Notice: JEMM Motor Company Limited [pdf]

    Final notices Published: 19/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final notice 2018: Prime Render Solutions Ltd [pdf]

    Final notices Published: 21/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2018: IT Technical Solutions Ltd [pdf]

    Final notices Published: 19/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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