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Showing 1341 to 1350 of 3283 search results for This final notice refers.

  1. Final Notice 2019: Jeffrey Hawkins [pdf]

    Final notices Published: 31/01/2019
    This final notice (Jeffrey Hawkins) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: E & N Ritchie [pdf]

    Final notices Published: 16/10/2019
    This final notice (E & N Ritchie) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2018: Nicholas Newson [pdf]

    Final notices Published: 24/08/2018
    This FCA final notice (Nicholas Newson) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2020: Lychworth Limited [pdf]

    Final notices Published: 25/02/2020
    This final notice (Lychworth Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

  5. Final Notice 2018: Marcel Rochester [pdf]

    Final notices Published: 01/05/2018
    This final notice (Marcel Rochester) refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2019: Malcolm Buchanan [pdf]

    Final notices Published: 31/01/2019
    This final notice (Malcolm Buchanan) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2020: R Szeto trading as Richard Szeto [pdf]

    Final notices Published: 09/07/2020
    This final notice (R Szeto & Co trading as Richard Szeto) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a

  8. Final Notice 2020: PT Cars Ltd [pdf]

    Final notices Published: 14/12/2020
    This final notice (PT Cars Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final notice 2020: Moneybarn Limited [pdf]

    Final notices Published: 17/02/2020
    This final notice (Moneybarn Limited) refers to breaches of PRIN 6, PRIN 7 and the CONC rules related to the unfair treatment of customers in the consumer credit sector. We imposed a financial penalty.

  10. Final Notice 2020: HMS Cars Ltd [pdf]

    Final notices Published: 21/05/2020
    This final notice (HMS Cars Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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