Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1781 to 1790 of 3283 search results for This final notice refers.

  1. Final Notice 2023: Stratton Leasing Limited [pdf]

    Final notices Published: 15/02/2023
    'The Final Notice refers to breaches of the suitability and appropriate resources Threshold Conditions (COND), and to be open and co-operative with the Authority (Prin 11) in the consumer credit sector. We imposed a cancellation.

  2. Final notice 2015: Oaklands Courier Limited [pdf]

    Final notices Published: 26/11/2015 Last modified: 26/11/2015
    The final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  3. Notice of Decision 2023: Freshwinds [pdf]

    Decision notices Published: 23/11/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2024: Pro-Bike [pdf]

    Decision notices Published: 30/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Notice of Decision 2024: F.C Motors Ltd [pdf]

    Decision notices Published: 05/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2024: Imran Rasool [pdf]

    Decision notices Published: 12/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  7. Decision Notice 2022: A [pdf]

    Decision notices Published: 30/11/2022
    This Decision Notice refers to breaches of FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

  8. Notice of Decision 2024: Metin Cakirlar [pdf]

    Decision notices Published: 14/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Change in Control

    Tasks for firms Published: 01/08/2015 Last modified: 23/02/2024
    Find out when you need to notify us to acquire or change control in a firm that we regulate.

  10. Notice of Decision 2024: Attanta Limited formerly known as Neovision Wealth Management Limited [pdf]

    Decision notices Published: 27/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
Related topics