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Showing 1791 to 1800 of 3283 search results for This final notice refers.
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Decision Notice 2022: C [pdf]
This Decision Notice refers to breaches of APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed. -
Notice of Decision 2023: Coleman T Limited [pdf]
This notice of decision refers to a failure to carry out regulated activities. We imposed a cancellation. -
Decision Notice 2022: B [pdf]
This Decision Notice refers to breaches of APER 1 and FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed. -
Notice of Decision 2023: Tradesneeds [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Usedcars4u [pdf]
This Notice of Decision (Usedcars4u) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: DUA LDN LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FSA Final Notice 2011: AF Directions Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against AF Directions Limited -
Notice of Decision 2024: Gavin Reid [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Denis Armitt [pdf]
This Notice of Decision (Denis Armitt) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information for firms on motor finance complaints
Guidance for firms affected by the FCA's review into the historical use of discretionary commission arrangements (DCAs) in the motor finance industry.