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Showing 1881 to 1890 of 3283 search results for This final notice refers.
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Decision Notice 2022: Diego Urra [pdf]
This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition -
FSA Final Notice 2011: Crimson Permanent Assurance Consultants Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Crimson Permanent Assurance Consultants Limited -
FSA Final Notice 2011: Swift 1st Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Swift 1st Limited -
FSA Final Notice 2012: Accendo Markets Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Accendo Markets Limited -
Notice of Decision to Cancel 2024: Found Estates [pdf]
This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation. -
Notice of Decision 2024: Hydrow Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Harry Stockwell (previously known as Lowcost Cars) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Solargrade Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Allen Crapper [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Lodge and Thomas [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.