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Showing 1901 to 1910 of 3283 search results for This final notice refers.
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Notice of Decision 2024: Mr George Beatty (trading as GB Auto Sales) [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Notice of Decision 2024: Darel Shillaker [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FSA Final Notice 2012: Cheshire Mortgage Corporation Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Cheshire Mortgage Corporation Limited -
Notice of Decision 2024: Robert Whitham [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FSA Final Notice 2012: Wood Financial Management Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Wood Financial Management Limited -
Notice of Decision 2024: Millstream BMW [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FSA Final Notice 2012: Camerons [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Camerons -
Notice of Decision 2024: Appliancentre Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2022: Poojan Sheth [pdf]
This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition -
FSA Final Notice 2012: Carousel Finance Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Carousel Finance Limited