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Showing 1971 to 1980 of 3283 search results for This final notice refers.

  1. Decision Notice 2022: Stephen Joseph Burdett [pdf]

    Decision notices Published: 24/05/2024
    This Decision Notice (Stephen Joseph Burdett) refers to breaches of PRIN 1, lack of integrity related to failing to act with integrity and failing to operate in accordance with permissions in the pensions sector. Our view is that a financial penalty

  2. FSA Final Notice 2011: On the Move Mortgages (UK) Limited [pdf]

    Final notices Published: 13/12/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against On the Move Mortgages (UK) Limited

  3. FSA Final Notice 2012: Christchurch Investment Management Limited [pdf]

    Final notices Published: 29/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Christchurch Investment Management Limited

  4. FSA Final Notice 2012: Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers [pdf]

    Final notices Published: 03/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers

  5. FSA Final Notice 2013: Nestor Healthcare Group Limited [pdf]

    Final notices Published: 12/02/2013 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Nestor Healthcare Group Limited.

  6. Notice of Decision 2024: Hamblyn Cars Limited [pdf]

    Decision notices Published: 15/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.       

  7. FSA Final Notice 2012: Tony Sanham [pdf]

    Final notices Published: 22/08/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Tony Sanham

  8. FSA Final Notice 2012: Sardar Agha [pdf]

    Final notices Published: 05/01/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Sardar Agha

  9. FSA Final Notice 2011: Gary John Hexley [pdf]

    Final notices Published: 29/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Gary John Hexley

  10. FSA Final Notice 2012: Ian Orbart [pdf]

    Final notices Published: 12/09/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Ian Orbart
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