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Showing 2211 to 2220 of 3283 search results for This final notice refers.

  1. FSA Final Notice 2012: Graeham Stuart Sampson [pdf]

    Final notices Published: 19/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Graeham Stuart Sampson

  2. FSA Final Notice 2012: Stephen Goodwin [pdf]

    Final notices Published: 24/07/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Stephen Goodwin

  3. Notice of Decision 2023: MKL Finance Ltd [pdf]

    Decision notices Published: 08/11/2023
    This Notice of Decision (MKL Finance Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2023: Peel Cars Ltd [pdf]

    Decision notices Published: 25/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Decision Notice 2022: James Paul Goodchild [pdf]

    Decision notices Published: 24/05/2024
    This Decision Notice (James Paul Goodchild) refers to breaches of PRIN 1, lack of integrity related to failing to act with integrity in the pensions sector. Our view is that a financial penalty and prohibition should be imposed.

  6. Notice of Decision 2024: AMC Knightsbridge Limited [pdf]

    Notices and decisions Published: 15/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. FSA Final Notice 2012: Gareth Flanagan, GMF Marketing Services Limited [pdf]

    Final notices Published: 27/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Gareth Flanagan, GMF Marketing Services Limited

  8. FSA Final Notice 2011: Michael Muhammad trading as Hereafter Finance [pdf]

    Final notices Published: 24/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Michael Muhammad trading as Hereafter Finance

  9. FSA Final Notice 2013: Stefan Chaligne [pdf]

    Final notices Published: 24/01/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Stefan Chaligne

  10. FSA Final Notice 2011: Anthony James Moss [pdf]

    Final notices Published: 20/07/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Anthony James Moss
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