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Showing 2281 to 2290 of 3283 search results for This final notice refers.

  1. About our complaints data

    Data Published: 06/05/2016 Last modified: 19/10/2023
    This page provides more information about how the FCA collects and reports complaints data.

  2. Notice of Decision to Cancel: Dentons Consultants Limited [pdf]

    Cancellation notices Published: 26/10/2015 Last modified: 26/10/2015
    This notice of decision refers to a breach of the Money Laundering Regulations 2007 in the Wealth Management and Private Banking and Investment Advisor sector. We imposed a cancellation.

  3. FSA Final Notice 2011: Timothy Langman [pdf]

    Final notices Published: 02/12/2011 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Timothy Langman.

  4. FSA Final Notice 2010: Miriam Cummings [pdf]

    Final notices Published: 02/12/2011 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Miriam Cummings.

  5. FSA Final Notice 2007: Lee Raymond Goddard [pdf]

    Final notices Published: 02/12/2011 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Lee Raymond Goddard.

  6. FSA Final Notice 2013: Pave Financial Management Ltd [pdf]

    Final notices Published: 26/03/2013 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Pave Financial Management Ltd.

  7. Decision Notice 2022: Barclays plc [pdf]

    Decision notices Published: 21/10/2022
    This Decision Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. We imposed a financial penalty.

  8. Notice of Decision 2023: KR Cars Limited [pdf]

    Decision notices Published: 31/03/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2024: Atech Automotive Ltd [pdf]

    Decision notices Published: 20/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2024: R & A Television Ltd [pdf]

    Decision notices Published: 15/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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