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Showing 2391 to 2400 of 3283 search results for This final notice refers.

  1. FSA Final Notice 2011: PBF Financial Limited (In Liquidation) [pdf]

    Final notices Published: 30/11/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against PBF Financial Limited (In Liquidation)

  2. Notice of Decision 2024: Amalgamated Finance Limited [pdf]

    Decision notices Published: 24/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Decision Notice 2023: Darren Antony Reynolds [pdf]

    Decision notices Published: 28/09/2023
    This Decision Notice (Darren Antony Reynolds) refers to breaches of APER 1 and FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty and prohibition should be

  4. FSA Final Notice 2012: Christian Littlewood [pdf]

    Final notices Published: 31/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Christian Littlewood

  5. Notice of Decision 2024: J&D Motors Ltd [pdf]

    Decision notices Published: 29/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Accessibility

    Last modified: 18/01/2024
    Find out about the individual cookies we use on the Panels' website, and why we use them.

  7. FSA Final Notice 2011: Credit Suisse (UK) Limited [pdf]

    Final notices Published: 25/10/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Credit Suisse (UK) Limited

  8. FSA Final Notice 2011: Gardner Massey Wright IFA Limited (GMW) - Mr Stephen Derek Foster [pdf]

    Final notices Published: 01/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Gardner Massey Wright IFA Limited (GMW) - Mr Stephen Derek Foster

  9. Notice of Decision 2023: Michael Wenman Limited [pdf]

    Decision notices Published: 06/09/2023 Last modified: 23/10/2023
    This Notice of Decision (Michael Wenman Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Wholesale markets firm applicants

    Firm authorisation Published: 04/07/2023 Last modified: 02/07/2024
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.
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