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Showing 2421 to 2430 of 3284 search results for This final notice refers.

  1. FSA Final Notice 2011: Stephen Selby trading as Selby Associates [pdf]

    Final notices Published: 14/09/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Stephen Selby trading as Selby Associates

  2. FSA Final Notice 2013: Pave Financial Management Ltd [pdf]

    Final notices Published: 22/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Pave Financial Management Ltd

  3. Notice of Decision 2024: Switch Cars 24/7 Ltd [pdf]

    Decision notices Published: 13/06/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

  4. FSA Final Notice 2013: The Prudential Assurance Company Limited [pdf]

    Final notices Published: 27/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against The Prudential Assurance Company Limited

  5. Decision Notice 2017: Church Hill Finance (Anthony Badaloo trading as) [pdf]

    Decision notices Published: 03/02/2017
    This decision notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the investment adviser sector. Our view is that a cancellation should be imposed.

  6. Notice of Decision 2024: HN PERFORMANCE GROUP LTD [pdf]

    Decision notices Published: 12/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2024: Trade Cars Of Bristol Limited [pdf]

    Decision notices Published: 06/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Notice of Decision 2024: Bad Boy Motorz Ltd [pdf]

    Decision notices Published: 20/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2024:VULCAN CARS UK LTD   [pdf]

    Decision notices Published: 18/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. FCA Decision Notice 2013: Clive John Rosier [pdf]

    Decision notices Published: 23/05/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of APER 2 and 7 related to unfair treatment of customers in relation to complaints-handling and lack of fitness/propriety in the investment advisors and platforms sector. Our view is that a fine, withdrawal
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