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Showing 2441 to 2450 of 3282 search results for This final notice refers.

  1. FSA Final Notice 2013: Mr Stephen Hocking [pdf]

    Final notices Published: 22/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Stephen Hocking

  2. Notice of Decision 2023: 1st Green Deal Ltd [pdf]

    Decision notices Published: 18/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Handbook Release 141

    Handbook Published: 11/09/2013 Last modified: 11/09/2013
    This Release contains pages to be inserted into your paper version of the FCA and PRA Handbooks in order to bring them up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  4. FSA Final Notice 2011: Specialist Solutions Public Limited Company [pdf]

    Final notices Published: 14/04/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Specialist Solutions Public Limited Company

  5. Decision Notice: Aiden Henderson (Director of HCA) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Aiden Henderson (Director of HCA)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that

  6. FSA Final Notice 2012: David Thomas Davis [pdf]

    Final notices Published: 05/07/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against David Thomas Davis

  7. Notice of Decision 2024: House of Cars (Yorkshire) Ltd [pdf]

    Decision notices Published: 12/01/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

  8. Notice of Decision 2024: NATIONAL CAR FINANCE LTD [pdf]

    Decision notices Published: 10/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2024: Delicious Fine Foods Ltd [pdf]

    Decision notices Published: 02/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Decision Notice: Corrado Abbattista [pdf]

    Decision notices Published: 16/09/2020 Last modified: 16/09/2020
    This Decision Notice refers to a breach of Article 15 of the Market Abuse Regulation. Our view is that the individual is not fit and proper and therefore a financial penalty and a prohibition should be imposed.
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