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A to Z of financial terms - This final notice refers
A to Z of financial services to help you understand financial and legal terms. -
Decision Notice 2023: John Charles Roche [pdf]
Headnote sentence: This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Landmark Financial Resources (Mortgages) Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Apply for a waiver or modification
Find out how to apply to us for a waiver or modification of Handbook rules. -
FCA decision notice 2015: Charles Palmer [pdf]
This decision notice refers to breaches of APER 6 and FIT related to appointed representatives, culture/governance, lack of fitness/propriety and unfair treatment of customers in the investment adviser sector. Our view is that a financial penalty -
Case concerning CEO referred to the Upper Tribunal
The FCA’s decision is set out in the decision notice which is published today. ... The decision notice for Mr Charles Anthony Llewellen Palmer. The final notice for Ms Paivi Katriina Grigg. -
2016 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. -
Notice of Decision 2023: Michael Meehan trading as MC Car Sales [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Taylor Made Home Improvement Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
2013 fines
Fines published during the calendar year ending December 2013.