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Your society's name
Discover the rules about using and changing your registered name. -
Asset management market study
We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified. -
HBFS financial services limited
Freddy David, the sole director, was convicted at the Southwark Crown Court of 2 counts of fraud on 30 July 2018. He has been sentenced to 6 years in prison. HBFS is in liquidation. On 15 May 2019, the FCA imposed a full prohibition on Mr David. For -
Change or cancel an approval for a controlled function
Find out how to change, withdraw or cancel approval for a controlled function, including a senior management function (SMF). -
Submit a prospectus or circular
There are several investor documents that must be submitted for FCA approval before publication. Find out more about each one, how to submit and approval. -
Announcement of preliminary accounts: technical Q&A for firms
Questions and answers relating to the moratorium on the publication of preliminary financial statements. -
Primary Market Bulletin 48
This special edition consults on changes we propose to make to guidance in our Knowledge Base -
Primary Market Bulletin 49
This issue looks at Annual financial reporting, Long Term Incentive Plans (LTIPs) Global Depositary Receipts (GDRs) report -
Annual Report 2014/15
This report brings together our key achievements and challenges from the last year. ... List of final notices 2014/15. -
Primary Market Bulletin 45
This edition covers 2 IFRS Sustainability Disclosure Standards that deliver, for the first time, a global reporting standard for corporate sustainability disclosures.