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Competition enforcement powers information - October 2020
FCA provides information relating to competition enforcement powers. -
US dollar LIBOR panel – 1 month to go
FCA issues final messages before the important end-June 2023 deadline. -
The Evolution of the Mortgage Market
This is the text of the speech as drafted, which may differ from the delivered version. ... not undermine this and continues to have the consumer’s best interests in mind. -
Information on general insurance - October 2022
FCA provides information on Acquisition of general insurance brokers approved and declined. -
Notice of Decision 2023: Cargo Marine International Consultants Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Our powers to ban a promotion or advert
The FCA has the legal power to ban financial promotions or adverts that are unclear, unfair or misleading. Find out what actions the FCA can take and how it decides whether to act. -
Update on the LF Woodford Equity Income Fund
On 15 October 2019, Link Fund Solutions Ltd (LFS), the Authorised Corporate Director (ACD) of the LF Woodford Equity Income Fund (WEIF) announced that it will not seek to re-open the WEIF and instead, it will look to wind-up the fund as soon as -
Understanding high-risk investments
Often advertised as high-return investments, high-risk investments put your money at higher risk and should always be treated with caution. -
Primary Market Bulletin 32
Welcome to the 32nd edition of the Primary Market Bulletin (PMB) -
Decision Notice: Bank House Investment Management Limited [pdf]
This decision notice (Bank House Investment Management Limited) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a