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Showing 2841 to 2850 of 3282 search results for This final notice refers.

  1. Settlement in enforcement cases

    About us How we regulate Published: 22/04/2016 Last modified: 27/02/2024
    An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned.

  2. IRHP: background to the review

    Consumers Know your rights Published: 26/05/2016 Last modified: 14/12/2021
    Information on why the review was conducted. 

  3. Business Plan 2023/24

    Corporate documents Business plans Published: 04/04/2023 Last modified: 02/07/2024
    The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

  4. FCA proposing changes to streamline decision-making

    Press Releases Published: 29/07/2021 Last modified: 29/07/2021
    The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions.

  5. FCA cancels KBFS Financial Limited’s authorisation

    News stories Published: 22/04/2024 Last modified: 22/04/2024
    We have cancelled the permissions of KBFS Financial Limited (KBFS), preventing them from providing any financial services.

  6. FCA bans former BGC senior executive Anthony Verrier

    Press Releases Published: 29/01/2014 Last modified: 30/06/2014
    Where we have evidence of failures to do so, in whatever context this occurs, the FCA will take action accordingly.". ... The Final Notice for Anthony Verrier.

  7. Statistics on Investigations into firms and individuals - August 2020

    FOI Release Date of Release: 14/08/2020
    FCA provides statistics on investigations into firms and individuals from Jan 2018 to June 2020.

  8. Pawnbroking sector review

    Multi-firm reviews Published: 10/07/2018 Last modified: 10/07/2018
    As part of our Mission, we recently published details of Our Approach to Supervision. In this, we outlined how we supervise firms as part of a portfolio of firms that share a common business model. Pawnbroking forms part of the high-cost credit

  9. FCA to strengthen financial promotions rules to protect consumers

    Press Releases Published: 19/01/2022 Last modified: 19/01/2022
    FCA is acting to address concerns about the ease and speed with which people can make high-risk investments

  10. FCA announces plans for stronger nudge towards pension guidance

    News stories Published: 01/12/2021 Last modified: 01/12/2021
    The FCA has today published final rules requiring firms to implement the stronger nudge to Pension Wise guidance.
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