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Showing 2891 to 2900 of 3285 search results for This final notice refers.

  1. FCA issues statement of objections to 3 money transfer firms

    Press Releases Published: 25/01/2023 Last modified: 25/01/2023
    In a statement of objections, the Financial Conduct Authority (FCA) alleges that Dollar East (International Travel & Money Transfer) Ltd, Hafiz Bros Travel & Money Transfer Limited, and LCC Trans-Sending Limited (including its parent company Small

  2. FCA finalise plans to place a deadline on PPI complaints

    Press Releases Published: 02/03/2017 Last modified: 18/08/2017
    The Financial Conduct Authority has today confirmed that it will introduce a deadline for making new payment protection insurance (PPI) complaints.

  3. Former director banned from conducting regulated activity

    Statements Published: 09/06/2015 Last modified: 09/06/2015
    Final notice for Kevin Allen. ... radios. Yes. No. What can we do to improve pages like this?

  4. Final Notice 2024: HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services plc [pdf]

    Final notices Published: 23/05/2024
    For the reasons given in this Warning Notice, the FCA has imposed on HSBC UK a financial penalty of £6,280,100

  5. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

  6. DP16/2: CASS 7A and the Special Administration Regime Review

    Discussion papers Published: 09/03/2016 Last modified: 09/11/2016
    This discussion paper sets out our response to the recommendations in the Bloxham Final Report addressed to us and seeks industry views on the discussion points raised. ... Throughout this discussion paper we refer to the Treasury’s response to the

  7. CP22/09: Expansion of the Dormant Assets scheme

    Consultations Consultation papers Published: 13/05/2022 Last modified: 16/08/2022
    We are consulting on changes to the FCA handbook to reflect the expansion of the Dormant Assets Scheme.

  8. Second Supervisory Notice 2020: Fortuna Wealth Management Limited [pdf]

    Supervisory notices Published: 18/02/2020
    This second supervisory notice refers to breaches of the supervision threshold conditions (COND) and to breaches of PRIN1 and PRIN11 related to lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We

  9. 2019 Disclosure Log

    Last modified: 20/03/2024
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

  10. Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited

    Press Releases Published: 27/09/2018 Last modified: 27/09/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice concerning Linear Investments Limited. Linear failed to take reasonable care to organise and control its affairs responsibly and effectively to ensure potential instances of
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