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Showing 2901 to 2910 of 3285 search results for This final notice refers.
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Application to perform a controlled or senior management function: Connect
Application to perform a controlled or senior management function -
FS21/11: Article 23D BMR decision for 6 sterling and yen LIBOR versions
Our feedback on responses to our proposal to use our Article 23D(2) powers introduced through amendments to the Benchmarks Regulation (BMR) -
Regulating the UK as a global financial centre
Speech delivered by Nausicaa Delfas, Executive Director of International at City & Financial Global’s Virtual Summit. -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make. -
CP20/4: Quarterly Consultation Paper No 27
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
FCA bans and fines two individuals for market abuse
The Financial Conduct Authority (FCA) has banned and imposed financial penalties on two former Worldspreads Limited (WSL) employees. WSL, which operated a spread betting business, collapsed in March 2012. -
FCA publishes Decision Notice against former CEO of Sonali Bank (UK) Ltd for AML failings
The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mohammad Ataur Rahman Prodhan, the former Chief Executive Officer of Sonali Bank (UK) Limited (SBUK), fining him £76,400. -
FCA decides to impose conditions on takeover of Link Group
Following announcements made on Monday 12 September by Link Group to the Australian Securities Exchange and Dye and Durham to the Toronto Stock Exchange, the FCA is providing a short update on its involvement in the proposed takeover of the Link -
Alex Hope pleads guilty to perverting the course of justice
Today, 7 March 2018, Alex Hope pleaded guilty to a charge of perverting the course of justice at the Inner London Crown Court. -
The expanding scope of individual accountability for corporate misconduct
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement