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Showing 2951 to 2960 of 3285 search results for This final notice refers.

  1. CP18/11: Reviewing the funding of the Financial Services Compensation Scheme (FSCS)

    Consultation papers Published: 01/05/2018 Last modified: 15/04/2019
    We have made final rules to change how the FSCS is funded and are consulting on changes to our Professional Indemnity Insurance (PII) requirements for Personal Investment Firms (PIFs).

  2. FCA confirms how it will use new power to publicise warning notices

    Press Releases Published: 15/10/2013 Last modified: 15/10/2013
    The Financial Conduct Authority (FCA) today confirmed how it will use its new power to publicise warning notices by publishing information about proposed enforcement action. ... Before making its final decision, it will consult the person under

  3. Temporary permissions removed if firms failing to apply for authorisation

    News stories Published: 21/12/2022 Last modified: 21/12/2022
    Lyonnaise de Banque has had its temporary permissions revoked, meaning that the firm can no longer conduct regulated activity in the UK.

  4. Kenneth Carver fined £35,212 for insider dealing

    Press Releases Published: 30/03/2015 Last modified: 30/11/2016
    Had it not been for this, the Authority would have imposed a financial penalty of £122,212. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the integrity of the

  5. FS23/5: Review of rules extending SME access to the Financial Ombudsman Service

    Feedback statements Published: 24/10/2023 Last modified: 24/10/2023
    We set out our findings on whether the thresholds for small and medium sized enterprises (SMEs) to be able to refer complaints to the Financial Ombudsman Service (Ombudsman Service) remain appropriate.

  6. PS23/19: Margin requirements for non-centrally cleared derivatives: Amendments to BTS 2016/2251

    Policy statements Published: 18/12/2023 Last modified: 18/12/2023
    PRA and FCA's final policy and feedback to responses following their joint consultation paper.

  7. PS24/1: Temporary changes to handling rules for motor finance complaints

    Policy statements Published: 11/01/2024 Last modified: 11/01/2024
    We set out and explain our response to a potential increase in complaints in the motor finance market.

  8. FCA contacting 16,000 customers of debt management firm, PDHL

    Press Releases Published: 10/03/2016 Last modified: 11/03/2016
    Final Notice: PDHL Limited. ... The FCA gave PDHL a Decision Notice dated 16 December 2015 confirming that it had decided to refuse PDHL’s authorisation application.

  9. FCA fines RBS and NatWest for failures in mortgage advice process

    Press Releases Published: 27/08/2014 Last modified: 12/09/2014
    This resulted in customers being placed at risk for an even longer period. ... The final notice for the firms.

  10. FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack

    Press Releases Published: 01/10/2018 Last modified: 01/10/2018
    The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack
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