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Showing 3221 to 3230 of 3286 search results for This final notice refers.

  1. FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings

    Press Releases Published: 11/12/2013 Last modified: 25/11/2021
    The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes.

  2. FCA bans Paul Steel for unsuitable defined benefit transfer advice with £850k to be paid in redress

    Press Releases Published: 04/07/2023 Last modified: 04/07/2023
    The FCA has banned Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services. 

  3. Barclays fined £26m for failings surrounding the London Gold Fixing and former Barclays trader banned and fined for inappropriate conduct

    Press Releases Published: 23/05/2014 Last modified: 24/03/2015
    We expect all firms to look hard at their reference rate and benchmark operations to ensure this type of behaviour isn’t being replicated. ... Without this, Barclays’ fine would have been £37,190,800 and Plunkett's fine would have been £136,600.

  4. FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice

    Press Releases Published: 27/11/2023 Last modified: 27/11/2023
    The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from

  5. FG18/6: Helping tenants find alternatives to high-cost credit and what this means for social housing landlords

    Finalised guidance Published: 18/12/2018 Last modified: 22/10/2019
    FG18/6: Helping tenants find alternatives to high-cost credit and what this means for social housing landlords

  6. Barclays fined £38 million for putting £16.5 billion of client assets at risk

    Press Releases Published: 23/09/2014 Last modified: 30/08/2015
    Without this, the FCA would have imposed a penalty of £53,921,619. ... The Final Notice for Barclays Bank Plc.

  7. FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds

    Feedback statements Published: 07/05/2021 Last modified: 07/05/2021
    We consulted on reducing the potential for investor harm where the terms for dealing in some property funds are not aligned with the time it takes to buy or sell the buildings in which the funds invest in.

  8. The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014

    Press Releases Published: 03/10/2013 Last modified: 29/11/2016
    February 2014. Policy statement in response to this consultation, including final rules for the new regime. ... March 2014. Final version of plain language guidance on the new consumer credit regime for firms and other stakeholders.

  9. Cost of Living: good and poor practice in the general insurance market

    Good and poor practice Published: 03/07/2023 Last modified: 03/07/2023
    We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve.

  10. Insurance multi-firm review of outcomes monitoring under the Consumer Duty

    Insurance Multi-firm reviews Published: 26/06/2024 Last modified: 26/06/2024
    Our review of insurance firm approaches to monitoring customer outcomes.
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