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Showing 1041 to 1050 of 2368 search results for This final notice refers to a failure.

  1. Final Notice 2023: David Nigel Lewis [pdf]

    Final notices Published: 27/11/2023
    This Final Notice refers to breaches of Principles for Business 6 and 7 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £26,800 is being made to the FSCS.

  2. Notice of Decision 2024: VV Commercials UK Limited [pdf]

    Decision notices Published: 15/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision 2024: Copytech Group Services Limited [pdf]

    Decision notices Published: 11/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  4. Notice of Decision 2024: Stone Industry Group Ltd [pdf]

    Decision notices Published: 27/03/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  5. FCA Final Notice 2014: Besso Limited [pdf]

    Final notices Published: 19/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to anti-Bribery and corruption in the general insurance and protection sector. We imposed a fine.

  6. FCA Final Notice 2014: UK2PK Limited [pdf]

    Final notices Published: 14/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  7. Final Notice 2017: Ashfaq Ahmed [pdf]

    Final notices Published: 13/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2017: Andrew Maher [pdf]

    Final notices Published: 03/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2017: Jake Vickers [pdf]

    Final notices Published: 03/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2017: Steven Brady [pdf]

    Final notices Published: 03/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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