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Showing 1061 to 1070 of 2368 search results for This final notice refers to a failure.

  1. Final Notice 2016: TOCC Limited [pdf]

    Final notices Published: 30/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: Stephen Duffy [pdf]

    Final notices Published: 04/07/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Notice of Decision 2024: SPS Dental Sales Limited [pdf]

    Decision notices Published: 19/04/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  4. Notice of Decision 2024: Fresh Cosmetics Studio Ltd [pdf]

    Decision notices Published: 12/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

  5. Notice of Decision 2023: Pearce & Sons (Melton) Ltd [pdf]

    Decision notices Published: 03/11/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. FCA Final Notice 2014: Mark Stevenson [pdf]

    Final notices Published: 20/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine and prohibition.

  7. Final notice 2016: Premier Dental Limited [pdf]

    Final notices Published: 03/03/2016 Last modified: 03/03/2016
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2017: James Pollock [pdf]

    Final notices Published: 20/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2017: Glen Eagleson [pdf]

    Final notices Published: 21/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Notice of Decision 2024: FRININGHAM FARM CAR SALES LTD [pdf]

    Decision notices Published: 09/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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