Search results
Showing 1121 to 1130 of 2368 search results for This final notice refers to a failure.
-
Final Notice 2022: Carlo Palombo [pdf]
This Final Notice refers to Mr Palombo’s fitness and propriety to perform a regulated function, following his conviction for conspiracy to defraud. We have prohibited Mr Palombo from performing any function in relation to a regulated activity. -
Notice of Decision 2024: Blachere Illumination UK Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: ALTERNATIVE ENERGY SERVICES LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Final notice 2016: Glyn Goodyear [pdf]
This final notice refers to breaches of PRIN 6, PRIN 11, COND and DISP related to failing to be open and co-operative, unfair treatment of customers and threshold conditions in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2013: Mr Andrew Jeffery [pdf]
This final notice refers to breaches of APER1 and APER4 related to insurance fraud in the general insurance and protection sector. We imposed a fine and a prohibition order. -
FCA Final Notice 2013: Sesame Limited [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 9 related to mis-selling, and appointed representatives in the investment advisers and platforms sector. We imposed a fine. -
Final Notice 2023: Keith Dickinson [pdf]
This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £70,000 is being made to the FSCS -
Notice of Decision 2024: Auto:Market Bristol Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2015: Salam Transfer Limited [pdf]
This final notice refers to breaches of the Payment Services Regulations 2009 (the PSRs), Regulation 13, related to lack of fitness/propriety and failing to be open and cooperative with the Financial Conduct Authority. We imposed a refusal of the -
FCA Final Notice to Finablr plc
We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act.