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Showing 1131 to 1140 of 2368 search results for This final notice refers to a failure.
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Notice of Decision: Car and Van Broker Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: ALTERNATIVE ENERGY SERVICES LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Final Notice 2024: William Hofstetter [pdf]
This Final Notice (William Hofstetter) refers to a breach of APER Statement of Principle 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been agreed -
FCA Final Notice 2014: Paul Catterall [pdf]
This final notice refers to breaches of COND related to threshold conditions, and lack of fitness/propriety in the general insurance and protection sector. We imposed a refusal. -
FCA Final Notice 2014: Mohammed Hasan trading as Baba Money [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation. -
Final Notice 2017: Charles Rooney [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Notice of Decision 2024: 247 Commercial Vehicles Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: McHughs Tyres and Fuel Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: RS AUTO SALES YORK LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2017: Brian Richards [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.