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Showing 1171 to 1180 of 2368 search results for This final notice refers to a failure.

  1. Notice of Decision 2024: RedsWebs & Shop Design Ltd [pdf]

    Decision notices Published: 29/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: Aurum Prestige Motors Limited [pdf]

    Decision notices Published: 05/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. FCA Final Notice 2014: UBS AG [pdf]

    Final notices Published: 12/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

  4. FCA Final Notice 2014: Douglas Carroll trading as City and Chartered Mortgage Services [pdf]

    Final notices Published: 28/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of TC and SUP 16 related to transaction reporting in the general insurance and protection sector. We imposed a withdrawal.

  5. Final Notice 2017: Reuben Anderson [pdf]

    Final notices Published: 24/01/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Notice of Decision 2024: The Cafe Azzurro Coffee Company Limited [pdf]

    Decision notices Published: 05/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  7. Notice of Decision 2024: Spanner Monkeyz Holdings Ltd [pdf]

    Decision notices Published: 30/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Notice of Decision 2024: Woodhall Country Park Limited [pdf]

    Decision notices Published: 13/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. FCA Final Notice 2014: Nick Bowyer [pdf]

    Final notices Published: 05/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 6 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the payment services sector. We imposed a fine and a prohibition.

  10. Notice of Decision 2024: DHI International UK Limited [pdf]

    Decision notices Published: 17/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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