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Showing 1191 to 1200 of 2368 search results for This final notice refers to a failure.
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Our refusal process
Understand the process if the FCA refuses your application for authorisation. -
Notice of Decision 2023: AP Paper Supplies Limited [pdf]
This Notice of Decision (AP Paper Supplies Limited) refers to a failure to carry on regulated activity. We imposed a cancellation. -
Final Notice 2015: Forexex Limited [pdf]
This final notice refers to breaches of Payment Services Regulations 2009, Regulation 13, related to lack of fitness/propriety and failing to be open and co-operative with the Authority. We imposed a refusal of the firm’s application for -
Notice of Decision 2024: Portia Investment Advisors Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA Final Notice 2014: City & Provincial and Mr Zaffar Hassan Tanweer [pdf]
This final notice refers to breaches of APER 1 and FIT related to mortgage fraud in the mortgages and consumer credit sector. We imposed a prohibition (full), fine, withdrawal and cancellation. -
Notice of Decision 2023: Strabane Car and Van Ltd [pdf]
This Notice of Decision (Strabane Car and Van Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA Final Notice 2014: Debt Plan UK Ltd [pdf]
This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal. -
Notice of Decision 2023: Station Road Cars Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Landscape Printing Systems Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA Final Notice 2013: Michael Conway [pdf]
This final notice refers to breaches of FIT related to lack of fitness/propriety in the wealth management and private banking, investment advisers and platforms sector. We imposed a prohibition.