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Showing 1201 to 1210 of 2368 search results for This final notice refers to a failure.
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Notice of Decision 2024: Lower Quinton Garages Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2020: Easydrive Cars Ltd [pdf]
This final notice (Easydrive Cars Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2016: Cenkos Securities Plc [pdf]
This final notice refers to listing rules breaches in the sponsor sector. We imposed a fine. -
FCA Final Notice 2014: Vasavan Thambhiah [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation. -
Notice of Decision 2024: Hillfield Motor Company Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Alltel Business Solutions Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation -
Final notice 2020: Bicycleshack [pdf]
This final notice (Bicycleshack) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2014: Financial Limited [pdf]
This final notice refers to breaches of PRIN 3 and SYSC related to culture/goverence in the investment adviser sector. We imposed a public censure, suspension, and restriction. -
Final Notice 2017: Ashton Patterson [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Notice of Decision 2023: LJC Finance & Leasing Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.