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Showing 1221 to 1230 of 2368 search results for This final notice refers to a failure.

  1. Notice of Decision 2024: Lukey Cassette Boilers (UK) Ltd [pdf]

    Decision notices Published: 12/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Final Notice 2015: John Joseph Financial Services Limited [pdf]

    Final notices Published: 30/09/2015 Last modified: 06/10/2015
    This final notice refers to breaches of PRIN 9, SYSC, COB and COBS related to mis-selling in the investment adviser sector. We imposed a fine.

  3. Notice of Decision 2024: UK Automotive Specialists Limited [pdf]

    Decision notices Published: 16/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Final Notice 2020: Nicholas Anderton [pdf]

    Final notices Published: 21/05/2020
    This final notice (Nicholas Anderton) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2016: MailServe Limited [pdf]

    Final notices Published: 21/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Notice of Decision 2023: Versus Vehicle Management Ltd [pdf]

    Decision notices Published: 16/11/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. FCA Final Notice 2014: David Gillespie [pdf]

    Final notices Published: 09/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 1 and APER 6 related to client money/assets in the asset management sector. We imposed a fine, withdrawal and a prohibition.

  8. Notice of Decision 2023: Gateway Financial Solutions Limited [pdf]

    Decision notices Published: 07/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Final Notice 2023: Zereen Money Limited [pdf]

    Final notices Published: 17/05/2023
    This final notice refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  10. Final Notice 2022: Philippe Moryoussef [pdf]

    Final notices Published: 28/07/2022
    This Final Notice refers to Mr Moryoussef’s fitness and propriety to perform a regulated function, following his conviction for conspiracy to defraud. We have prohibited Mr Moryoussef from performing any function in relation to a regulated activity
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