Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1241 to 1250 of 2368 search results for This final notice refers to a failure.

  1. Final Notice 2024: Clive Harris Mongelard [pdf]

    Final notices Published: 12/07/2024
    “This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.” 

  2. Notice of Decision 2024: Phillips Price Services Limited [pdf]

    Decision notices Published: 15/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Final Notice 2017: Joanne Fitzsimmons [pdf]

    Final notices Published: 10/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Notice of Decision 2024: Nautilus Management Solutions Ltd [pdf]

    Decision notices Published: 23/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Notice of Decision 2023: Synergy Energy Solutions Ltd [pdf]

    Decision notices Published: 22/08/2023
    This notice of decision refers to a failure to carry out regulated activities. We imposed a cancellation.

  6. FCA Final Notice 2014: World Link UK Limited [pdf]

    Final notices Published: 19/05/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  7. Final Notice 2017: Raj Von Badlo [pdf]

    Final notices Published: 20/02/2017
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  8. Notice of Decision 2024: Used Cars of South Wales Limited [pdf]

    Decision notices Published: 22/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.     

  9. Final Notice 2016: Marlborough Isleworth Motors Limited [pdf]

    Final notices Published: 21/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative

  10. Final Notice 2022: Jeanine Lewis [pdf]

    Final notices Published: 28/04/2022
    This Final Notice ( Jeanine Lewis) refers to breaches of FIT. We imposed a prohibition.
Related topics