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Showing 1271 to 1280 of 2368 search results for This final notice refers to a failure.

  1. Final Notice 2017: Michael Wilkinson Mortgages (trading as Michael Wilkinson) [pdf]

    Final notices Published: 02/02/2017
    This final notice refers to breaches of PRIN 4, PRIN 11, SUP, MIPRU and COND related to failing to be open and co-operative and threshold conditions in the general insurance and protection and mortgages sector. We imposed a cancellation.

  2. Final Notice 2020: Commerzbank AG [pdf]

    Final notices Published: 17/06/2020
    Final Notice: Commerzbank AG

  3. Notice of Decision 2024: MURRAY MOTORS (BELFAST) LIMITED [pdf]

    Discussion papers Published: 29/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  4. Final Notice 2022: Paul Seakens [pdf]

    Final notices Published: 14/01/2022
    This Final Notice refers to breaches of FIT by an investment platform operator. We imposed a prohibition.

  5. Notice of Decision 2023: Tusk Capital Management Limited [pdf]

    Decision notices Published: 29/09/2023
    This Notice of Decision (Tusk Capital Management Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2023: Lakeland Leisure Estates Limited [pdf]

    Decision notices Published: 05/12/2023
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  7. FCA Final Notice 2013: Christopher Willford [pdf]

    Final notices Published: 12/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of APER 6 related to failing to act on information appropriately in the retail banks sector. We imposed a fine.

  8. Final Notice 2017: JT Motors [pdf]

    Final notices Published: 15/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Notice of Decision 2023: Daniel Hobbs Automotive Limited [pdf]

    Decision notices Published: 04/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Final Notice 2017: Afzal Ali [pdf]

    Final notices Published: 05/01/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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