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Showing 1291 to 1300 of 2368 search results for This final notice refers to a failure.

  1. Notice of Decision 2024: Gocar Motor Finance (UK) Ltd [pdf]

    Decision notices Published: 02/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Final notice 2016: Gethin Car Sales [pdf]

    Final notices Published: 14/06/2016 Last modified: 15/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

  3. Notice of Decision 2023: Indigo Fleet Management Limited [pdf]

    Decision notices Published: 10/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Final Notice 2019: Mark Dobson [pdf]

    Final notices Published: 21/06/2019
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition.

  5. Notice of Decision 2024: Bradford Motorcycle Centres Limited [pdf]

    Decision notices Published: 18/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Final Notice 2015: United Forex Limited [pdf]

    Final notices Published: 05/08/2015 Last modified: 05/08/2015
    This final notice refers to breaches of PSR, related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  7. Final Notice 2020: Shruti Patel aka Cindy Brad [pdf]

    Final notices Published: 09/12/2020 Last modified: 09/12/2020
    This Final Notice refers to breaches of FIT by an unapproved mortgage advisor. We imposed a prohibition.

  8. FCA Final Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

    Final notices Published: 29/05/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed an OIVOP and a cancellation.

  9. FCA Final Notice 2013: Kiskidee Limited [pdf]

    Final notices Published: 19/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  10. Final Notice 2020: Peter Howson [pdf]

    Final notices Published: 12/10/2020 Last modified: 12/10/2020
    This Final Notice (Peter Anthony Hoswon) refers to breaches of FIT 2.1 related to lack of fitness and propriety in the Investment Adviser sector. We imposed a prohibition.
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