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1351. Final Notice 2019: Minstrel Ltd [pdf]

      Final notices Published: 16/10/2019
      This final notice (Minstrel Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

1352. Final Notice 2019: Alonso Lopez [pdf]

      Final notices Published: 12/12/2019
      This final notice (Alonso Lopez) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1353. Final Notice 2017: Keep Sheffield Warm [pdf]

      Final notices Published: 06/10/2017
      This final notice refers to breaches of PRIN 11 related to failing to be

1354. Final notice 2020: Thomas Jones [pdf]

      Final notices Published: 01/06/2020
      This final notice (Thomas Jones) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

1355. Final Notice 2017: HRS (Luton) Limited [pdf]

      Final notices Published: 02/05/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

1356. Final Notice 2022: Sir Christopher Gent [pdf]

      Final notices Published: 05/08/2022 Last modified: 12/08/2022
      This Final Notice (Sir Christopher Gent) refers to breaches of the Market Abuse Regulations related to unlawful disclosure of inside information in the issuers sector. We imposed a financial penalty

1357. Final Notice 2015: EDS Insure Limited [pdf]

      Final notices Published: 25/06/2015 Last modified: 25/06/2015
      This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1358. Final Notice 2017: Vicarge Autos Ltd [pdf]

      Final notices Published: 23/06/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1359. FCA Final Notice 2014: Anthony Verrier [pdf]

      Final notices Published: 29/01/2014 Last modified: 07/04/2015
      This final notice refers to breaches of FIT related to lack of fitness and propritey in the trading firms sector. We imposed a prohibition.

1360. FCA Final Notice 2014: Ian Charles Hannam [pdf]

      Final notices Published: 22/07/2014 Last modified: 07/04/2015
      This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine.