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Showing 1491 to 1500 of 2368 search results for This final notice refers to a failure.

  1. Final Notice 2017: XYZ Agencies Limited [pdf]

    Final notices Published: 21/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Notice of Decision 2024: PC Autos Hire and Repair Ltd [pdf]

    Decision notices Published: 10/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Final Notice 2020: Jarnail Singh Basran [pdf]

    Final notices Published: 21/05/2020
    This final notice (Jarnail Singh Basran) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final notice 2016: Parvin Oghabi Sajjadi [pdf]

    Final notices Published: 25/02/2016 Last modified: 25/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2015: Ghanshyam Sarup Batra [pdf]

    Final notices Published: 07/08/2015 Last modified: 07/08/2015
    This final notice refers to breaches of FIT, APER 1, APER 4 related to lack of fitness/propriety and failing to be open and co-operative in the mortgages sector. We imposed a prohibition and a withdrawal.

  6. FCA Final Notice 2014: Anthony Clare [pdf]

    Final notices Published: 05/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 6 and 7 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the general insurance and protection sector. We imposed a public fine.

  7. FCA Final Notice 2014: Jonathan Paul Burrows [pdf]

    Final notices Published: 15/12/2014 Last modified: 15/12/2014
    This final notice refers to breaches of FIT relating to a lack of fitness/propriety in the asset management sector. We imposed a prohibition.

  8. Final notice 2016: Cult Racing Limited [pdf]

    Final notices Published: 30/06/2016 Last modified: 30/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2019: Paul Stephany [pdf]

    Final notices Published: 05/02/2019
    This Final Notice (Paul Stephany) refers to breaches by an individual of Statement of Principle 2 and 3 relating to failing to observe proper standards of market conduct and failing to act with due skill, care and diligence in the asset management

  10. Final Notice 2024: Floris Jakobus Huisamen [pdf]

    Final notices Published: 13/02/2024
    This Final Notice refers to breaches of CoBS related to financial promotions in the Issuer sector. We
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