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Showing 1761 to 1770 of 2368 search results for This final notice refers to a failure.

  1. FCA Final Notice 2014: Forex Trading (UK) Limited [pdf]

    Final notices Published: 17/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  2. FCA Final Notice 2014: Mega Advice Services Ltd [pdf]

    Final notices Published: 11/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  3. Final notice 2020: NPS Commercials Ltd [pdf]

    Final notices Published: 29/05/2020
    This final notice (NPS Commercials Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Further Final Notice 2020: Lloyd Arnold Pope [pdf]

    Final notices Published: 23/03/2020
    This Final Notice (Lloyd Arnold Pope) refers to breaches of APER 7 and FIT related to mis-selling, lack of fitness/propriety and conflicts of interest in the Investment Adviser and Pensions sector. We imposed a financial penalty, a prohibition and

  5. Final Notice 2015: Mountbatten Financial Limited [pdf]

    Final notices Published: 05/08/2015 Last modified: 01/09/2015
    This final notice refers to breaches of PRIN 11, related to threshold conditions and failing to be open and co-operative in the General Insurance and Protection sector. We imposed a cancellation.

  6. Final Notice 2017: 21st Telecoms Limited [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2017: Church Hill Finance (Anthony Badaloo trading as) [pdf]

    Final notices Published: 09/11/2017
    This Final Notice refers to breaches of COND related to threshold conditions in the investment adviser sector. We imposed a cancellation.

  8. Final Notice 2017: Clarkway car sales [pdf]

    Final notices Published: 10/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2016: Hallbrooke Ballymena Limited [pdf]

    Final notices Published: 08/08/2016 Last modified: 08/08/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. FCA Final Notice 2013: Nicholas Welsh & Co Limited [pdf]

    Final notices Published: 03/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of TC related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.
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